New York, NY, United States
19 hours ago
Compliance Risk Management Director (Commodities) - Executive Director

Bring your expertise to JPMorgan Chase.  As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class.

As a Commodities Compliance Executive Director on our New York based team and within the Compliance Conduct and Operational Risk (CCOR) organization, you will need to be comfortable working with a wide range of stakeholders including management of the business as well as maintaining credible relationships across the aligned operational, technology, and control organizations.  You will be responsible for covering the Global Commodities Group in the Corporate & Investment Bank (CIB) that transacts in Physical Commodities, OTC derivatives, and Futures across Precious Metals, Base Metals, Energy, and Agriculture products with the firm’s clients.  You will need to be adept partnering with a wide range of stakeholders including senior management in addition to maintaining credible relationships across operational, technology, and control organizations.  

Job Responsibilities

Identify and manage compliance and conduct risk related to sales and trading of physical commodities , financial OTC derivatives and listed futuresProvide independent challenge related to business decision-making and risk management processesBuild and maintain strong relationships with front-office personnel, business managers, control managers, technology and other business-aligned corporate functions to facilitate dialogue and effective implementation of solutionsWork proactively to maintain, enhance and develop an effective control environment and supervisory programProvide Compliance perspective in New Business Initiative and Change Management reviews;Draft and review Compliance policies, standards and bulletins to support awareness of requirementsCreate and deliver Compliance training presentations to emphasize important regulatory and policy principles, andParticipate in firm-wide risk assessment, monitoring and testing initiatives

Required qualifications, capabilities, and skills

Experience providing compliance oversight for trading business engaged in OTC and Futures activityExcellent verbal and written communication skillsAbility to manage multiple initiatives simultaneously in a dynamic, fast-paced environmentStrong interpersonal skillsStrong organizational, project management and presentation skillsBachelor’s degree with 8+ years of relevant experience

Preferred qualifications, capabilities, and skills

Prior Compliance, Regulatory or Legal role with a major bankKnowledge of Futures Exchange, CFTC and NFA rules relating to Commodities Masters’ or Law degree with 6+ years of experience
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