Santa Rosa, CA, 95404, USA
8 days ago
Financial Institutions Consulting Senior - Regulatory Compliance & Internal Audit
**Financial Institutions Consulting Senior - Regulatory Compliance & Internal Audit** **Description** At Moss Adams, we champion authenticity. For us, that means fostering a culture of talented people who care—about you, about our clients, and about our communities. Here, you’ll work towards our mission of empowering others to embrace opportunity, growing as a leader along the way. Our firm’s size, middle-market clients, customized career paths, and supportive culture make this a reality. Join a values-driven firm where you’ll have fun while solving complex and interesting business challenges. **Introduction to the team** The Financial Services group provides regulatory compliance, internal audit, information systems and related consulting services for financial institutions, including banks, credit unions and other types of financial services companies throughout the United States. Individuals who thrive at Moss Adams exhibit the following success skills – Collaboration, Critical Thinking, Emotional Intelligence, Executive Presence, Growth Mindset, Intellectual Curiosity, and Results Focus. **Responsibilities:** + Provide training and supervision for engagement Staff + Perform and document testing on consulting, compliance and internal audit engagements + Identify findings and document opportunities for process improvement + Research technical issues that arise during the engagement + Assist Managers and/or Senior Managers in developing strategic solutions to meet client needs + Work closely with Managers and/or Senior Managers on engagement planning, executing, and issuing a final report meeting client deadlines + Begin to develop relationships with clients, including involvement in networking and business development activities **Qualifications:** + Bachelor’s degree or equivalent experience required; business, accounting or finance preferred + CRCM, CAMS, CFIRS, CFE, CFF, CIA or CPA preferred. If not certified, must meet educational requirements to obtain license upon hire in state of employment + Minimum of 2 years of experience in internal audit, regulatory compliance, consulting services or related + Previous experience in banking or credit unions preferred + Travel up to 65% annually + Ability to work effectively as part of a team and independently + Creative problem solving and research skills + Strong analytical and report writing skills + Motivated to meet client deadlines and provide excellent client service + Ability to handle multiple priorities, tasks, and simultaneous projects + Excellent verbal and written communications + Proficient with Microsoft Office \(Word, Excel, PowerPoint, Outlook\) Here, you’ll be challenged and rewarded for leadership, technical excellence, and inspired perspectives. That’s why we offer opportunities to build your skills and explore your career in a supportive environment. At Moss Adams, where you take your career is up to you. - - - **Moss Adams is an Equal Opportunity Employer as to all protected groups, including protected veterans and individuals with disabilities.** **Moss Adams complies with federal and state disability laws and makes reasonable accommodations for applicants and employees with disabilities. If reasonable accommodation is needed to participate in the job application or interview process, to perform essential job functions, and/or to receive other benefits and privileges of employment, please contact careers@mossadams.com.** **Certain jurisdictions in the United States require employers to disclose the pay range in job postings. This is the typical range of pay for the position. Actual compensation may depend on factors such as qualifications, work experience, skills, and geographic location. This position may be eligible for an annual discretionary bonus. For more information about our benefit offerings and other total rewards, visit our careers page.** **\#LI-MD1** **Compensation Range \(Denver Market ONLY\):** Washington State: $100,000 - $140,000California State: $100,000 - $140,000Colorado State: $95,000 - $135,000New York State: $95,000 - $140,000Remote: $95,000 - $140,000 **Primary Location** Seattle, WA **Other Locations** Pasadena, CA, Napa, CA, Woodland Hills, CA, San Diego, CA, Bellingham, WA, Denver, CO, El Segundo, CA, Walnut Creek, CA, San Francisco, CA, Everett, WA, Healdsburg, CA, Phoenix, AZ, Remote, Tri-Cities, WA, Santa Rosa, CA, Albuquerque, NM, Salinas, CA, Kansas City, KS, Salt Lake City, UT, New York, NY, Spokane, WA, Orange County, CA, Eugene, OR, Tacoma, WA, Wenatchee, WA, Medford, OR, Dallas, TX, Yakima, WA, Stockton, CA, Silicon Valley, CA, Sacramento, CA, Portland, OR, Fresno, CA, Houston, TX **Employee Status:** Regular **Schedule:** Full Time **Req ID:** 28113
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