The Asset & Wealth Management Audit team is responsible for assessing the adequacy of the control environments across the Asset & Wealth Management businesses. Internal Audit is an independent function that provides objective assurance guided by a philosophy of adding value to improve the operations of the organization. It assists the organization in accomplishing its objectives by bringing a systematic and disciplined approach to evaluate and improve the effectiveness of the organization's governance, risk management, and internal control processes. The team’s priorities are focused on strong governance, transparency, strategic engagement and fostering a diverse and inclusive culture that focuses on people development. The Asset & Wealth Management Audit team is responsible for assessing the adequacy of the control environments across the Asset & Wealth Management businesses.

 

This position is responsible for designing and executing a program of audit coverage across Asset Management in Asia. The Auditor will work with an Audit team and colleagues across the Audit department to evaluate the Business risks and related control environments, identify trends impacting the Business, and evaluate the effectiveness of audit coverage.

 

As a member of the AWM Audit Team, you will be responsible for:

Execute and lead audit engagements from planning to reporting and delivering quality products within department and professional standardsSupport global audit team to evaluate, test and report on the adequacy and effectiveness of management controlsPerform detailed control assessments and test work across multiple Asset Management functions and processesDocument audit workpapers and reports with minimal supervisionsCommunicate audit issues and results clearly and concisely in both verbal and written form, and effectively influence the reporting process.Develop recommendations to strengthen internal controls and improve operational efficiencyEstablish strong work relationships with Asset Management business management and other control groups (risk management, compliance, legal, etc.)Work closely with other regional/global business and information technology audit colleagues within the Asset Management team in the early identification of emerging control issues and reporting them timely to Audit management and business stakeholdersStay current with evolving industry and regulatory changes, and analyze impact to business objectives, processes, and complianceTake ownership of self-development, including stretch assignments, to prepare for greater responsibilities and career growth, and take initiative to seek out opportunity for continued learningAs a member of the Asset and Wealth Management Audit Asia Team foster a climate and culture that encourages integrity, respect, diversity, excellence and innovation

 

Required qualification, capabilities, and skills

Minimum 4 years of Asset Management audit (including Alternatives) or business experienceMinimum bachelor’s degree or relevant financial services experience in Accounting, Finance, Economics or related disciplineMBA degree, professional accountancy qualification and/or other professional certifications, such as CFA, FRM, CFIRS or Series 7 are a plusKnowledge of applicable laws and regulatory requirements related to asset managementGood understanding of internal control concepts and audit methodology with the ability to evaluate and determine the adequacy and effectiveness of controls.Detailed knowledge of products and services provided within an asset management business including related fiduciary activitiesFluency in English and Mandarin will be essentialStrong data analytics skills using Excel, Alteryx, VB/SQL/Python and any other similar tools/languages are preferredExcellent verbal and written communication skills with the ability to present complex and sensitive issues to senior management in a persuasive mannerProven ability to be able to multi-task, complete projects on time and on budget, and adjust to changing prioritiesEnthusiastic, self-motivated and effective under pressureBe prepared to travel to the business locations